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bibliography.bib
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bibliography.bib
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@phdthesis{Schroeter_2014,
author = "Julien Schroeter",
title = "{Limit Order Book reconstruction, visualization and statistical analysis of the order flow}",
journal = "{ETH Zürich}",
year = 2014
}
@book{Behrends_et_1931,
year = "1931",
author = "F. Behrends et al.",
title = "{Southern California Law Review}",
volume = "4",
publisher = "{University of Southern California School of Law}",
address = "Los Angeles, CA",
pages = "{203--252}"
}
@article{Gray_2017,
author = "Nick Gray",
title = "{The New York Stock Exchange Used to Be Closed Every Wednesday}",
journal = "Medium",
year = "2017",
owner = "nickgraynews",
school="A Medium Corporation"
}
@article{Avery_2005,
author = "Helen Avery",
title = "{Naked shorting: The curious incident of the shares that didn't exist}",
journal = "Euromoney",
year = "2005",
owner = "nickgraynews",
school="A Medium Corporation"
}
@article{Komisar_2021,
author = "Lucy Komisar",
title = "{The GameStop Mess Exposes the Naked Short Selling Scam: A decade ago, a Biden confidant tried to stop it.}",
journal = "The American Prospect",
year = "2021",
owner = "nickgraynews",
school="A Medium Corporation"
}
@article{Nevada_2022,
author = "{District of Nevada}",
title = "{United States v. Brian Dvorak, et al (CMKM)}",
year = "2022",
journal = "{The United States Attorney's Office}",
volume = "2:09-CR-00132-RLH-RJJ"
}
@article{Kentouris_2017,
author = "Chris Kentouris",
title = "{Dole Class Action Ruling: Short-Selling Clawback Next?}",
year = "2017",
journal = "{FinOps Report}"
}
@article{Laster_2017,
author = "James Laster",
title = "{In re Dole Food Co.}",
year = "2017",
journal = "{Court of Chancery of the State of Delaware}",
volume = "{C.A. No. 8703-VCL}"
}
@article{Faulk_2005,
author = "Mark Faulk",
title = "{Stockgate Goes to Congress}",
year = "2005",
journal = "{The Faulking Truth}"
}
@article{FTD_2022,
author = "{SEC FTD Data}",
title = "{Where are the Shares?}",
year = "2022"
}
@article{Economic_2006,
author = "{Office of Economic Analysis}",
title = "{Fails to Deliver Pre- and Post-Regulation SHO}",
year = "2006",
journal = "{SEC Memorandums}"
}
@article{Rodriguez_2006,
author = "Cyndi Rodriguez",
title = "{Meeting with Representatives of Overstock.com, Dow Lohnes Government Strategies and Haverford Group}",
year = "2006",
journal = "{Office of Commissioner Aguilar}"
}
@article{May_2019,
author = "Todd May",
title = "{Re: File Number 4-725}",
year = "2019",
journal = "{Securities Transfer Association}",
volume = "4725-6501331-199628"
}
@article{Racanelli_2018,
author = "Vito Racanelli",
title = "{Three Proxy Votes That Went Bad}",
year = "2018",
journal = "{Barron's}"
}
@article{Angel_et_2008,
author = "J. Angel et al.",
title = "{The Business Ethics of Short Selling and Naked Short Selling}",
year = "2008",
journal = "{Springer Journal of Business Ethics}",
volume = "{85:239–249}"
}
@article{Awrey_et_2021,
author = "D. Awrey et al.",
title = "{Open Access, Interoperability, and the DTCC's Unexpected Path to Monopoly}",
year = "2021",
journal = "{Cornell Law School}"
}
@article{Markets_2015,
author = "{Division of Trading and Markets}",
title = "{RE: Rule 611 of Regulation NMS}",
year = "2015",
journal = "{SEC Memorandums}"
}
@article{Clayton_et_2018,
author = "{J. Clayton et al.}",
title = "{Roundtable on the Proxy Process}",
year = "2018",
journal = "{SEC Roundtables}",
volume = "{File No. OS-1115}"
}
@article{Higgins_2015,
author = "{K. Higgins et al.}",
title = "{Proxy Voting Roundtable}",
year = "2015",
journal = "{SEC Roundtables}",
volume = "{File No. 4-681}"
}
@article{Veryzhenko_2017,
author = "{I. Veryzhenko et al.}",
title = "{Time to Slow Down for High-Frequency Trading? Lessons from Artificial Markets}",
year = "2017",
journal = "{Intell Sys Acc Fin Mgmt.}"
}
@article{Budish_2015,
author = "{E. Budish et al.}",
title = "{The High-Frequency Trading Arms Race: Frequent Batch Auctions as a Market Design Response}",
year = "2015",
journal = "{The Quarterly Journal of Economics}"
}
@article{Chakrabarty_2015,
author = "{B. Chakrabarty et al.}",
title = "{Speed of market access and market quality: Evidence from naked access ban}",
year = "2015",
journal = "{Auckland Centre for Financial Research}"
}
@article{MSG_2022,
author = "{Securities Transfer Agents Medallion Program}",
title = "\href{https://web.archive.org/web/20220518232228/http://www.msglookup.com/participants.html}{MSG Data Export}",
year = "2022",
}
@article{Senate_1974,
author = "{93$^\text{rd}$ United States Senate}",
title = "{Disclosure of Corporate Ownership}",
year = "1974",
volume = "{Doc No. 93-62}"
}
@article{Funch_et_2003,
author = "{F. Funch et al.}",
title = "{The unknown 20 trillion dollar company}",
year = "2003",
journal = "Ming the Mechanic"
}
@article{Counterfeiting_2023,
title = "{Counterfeiting Stock 2.0}",
year = "2023",
journal = "SEC Comments"
}
@article{Rebates_2015,
author = "{Division of Trading and Markets}",
title = "{Maker-Taker Fees on Equities Exchanges}",
year = "2015",
journal = "SEC Memorandums"
}
@article{Infrastructure_2021,
author = "{Task Force on Securities Holding Infrastructure}",
title = "{Various Meeting Notes}",
year = "2020–2021",
journal = "{University of Pennsylvania Carey Law School}"
}
@article{Behrendt_et_2006,
author = "{D. Behrendt et al.}",
title = "{RE: Proposed Amendments to Reg SHO}",
year = "2006",
journal = "{SEC Comments}",
volume = "{File No. S7-12-06}"
}